A convertible note is a short-term debt instrument used in Singapore startup financing that converts into equity shares at a future funding round, typically at a discount to the next round price. It is commonly used by early-stage startups to raise seed capital before a formal valuation is established. Not financial advice.
For Singapore investors and founders, understanding convertible notes is increasingly relevant as the local startup ecosystem grows. With a vibrant venture capital scene supported by Enterprise Singapore and MAS, convertible notes have become a standard seed-stage financing tool alongside SAFEs (Simple Agreements for Future Equity).
Table of Contents
- What Is a Convertible Note?
- Key Terms: Discount Rate, Valuation Cap, Interest Rate
- How Conversion Works
- Convertible Note vs SAFE in Singapore
- Risks for Investors
- Regulatory Context in Singapore
- FAQ
What Is a Convertible Note?
A convertible note is structured as a loan that automatically converts into equity when a qualifying financing event occurs — usually a Series A or seed round. Until conversion, the note accrues interest (typically 5–8% per annum in Singapore deals). If the company fails to raise a qualified round by a maturity date (usually 18–24 months), the noteholder can demand repayment or negotiate an extension.
Key Terms: Discount Rate, Valuation Cap, Interest Rate
Discount Rate: Noteholders receive shares at a discount to the Series A price — typically 10–20% in Singapore deals. Valuation Cap: A maximum valuation at which the note converts, protecting early investors from excessive dilution. Interest Rate: Most Singapore convertible notes carry 5–8% per annum simple interest. At Q1 2026, deal terms vary but 20% discount and SGD 3–10 million caps are common in Singapore seed rounds.
How Conversion Works
On a qualifying financing event, the outstanding principal plus accrued interest converts into preference shares. The number of shares issued depends on which gives the noteholder more shares: the discounted price or the valuation cap price. Founders must model both scenarios before signing.
Convertible Note vs SAFE in Singapore
SAFEs are not debt — they carry no interest and no maturity date, so there is no repayment obligation. Convertible notes are legally classified as loans, which means they sit above equity in a liquidation stack if the startup fails. SAFEs are simpler but convertible notes are more familiar to Singapore-based lawyers and investors.
Risks for Investors
Investing in convertible notes carries significant risk. Most Singapore startups fail, and recovery in liquidation is typically zero. Convertible notes are illiquid — there is no secondary market. MAS regulations require that startup investments are typically restricted to accredited investors.
Regulatory Context in Singapore
Under the Securities and Futures Act (SFA), convertible notes may be classified as debentures. Most Singapore startup raises rely on the small personal offer exemption (to no more than 50 investors per 12 months) or the accredited/institutional investor exemption. Legal advice is recommended.